Information as of August 1, 2018.
Source: Official company public websites
Remarks: Information above may vary with promotional offer, condition(s) fulfilment and waiver.
Free Trade Offer Terms & Conditions
*Offer is available to “new” clients only and limited once per person. For the avoidance of doubt, “new” client shall mean the person is not an existing individual/joint/entity account holder of Charles Schwab, Hong Kong, Ltd (“Schwab”) or was not a client of Schwab with the aforesaid account type in the preceding 12 months.
Campaign period is from June 1, 2018 to August 31, 2018 (both dates inclusive)..
In case of any discrepancy with this campaign, Schwab reserves the right in its sole discretion to take any action that is appropriate. Schwab reserves the right to alter or cancel the campaign without prior notice.
The campaign offer is not redeemable for cash, not exchangeable or transferable, and cannot be used in conjunction with other promotional offers, if any.
If there is any inconsistency or conflict between the English and the Chinese versions of these terms and conditions, the English version shall prevail.
Earn commission-free online trades with a qualifying net deposit in accordance with the table below:
|US$25,000 – US$49,999||25 commission-free online trades|
|US$50,000 – US$99,999||50 commission-free online trades|
|US$100,000 OR MORE||100 commission-free online trades|
Offer valid for clients who make a qualifying net deposit into Schwab retail brokerage account within 45 days of enrollment in the offer. Net deposits are assets deposited into the account minus assets withdrawn from the account and transferred out of Schwab. Only assets new to Schwab qualify; assets transferred between affiliates are excluded. Net deposits will be calculated daily, and the trades will be credited to your account within one week of confirmation of a qualifying net deposit. The trades will be applied only to the enrolled account and apply only to base equity and options commissions. Options per contract, foreign transaction, exchange, and regulatory fees still apply. Only trades placed through schwab.com.hk, Schwab trading platforms, and Schwab Mobile are eligible. Free trades will be expired 180 days after being credited to your account and will not be applied to previously executed trades. No credit will be given for unexecuted trades.
Schwab reserves the right to change the offer terms or terminate the offer at any time. This offer is limited to one per account, with no more than one account enrolled per client. It does not apply to accounts managed by independent investment advisors or the Schwab Global Account™. No more than 500 trades per client may be received pursuant to all promotional offers in any 12-month period. This offer is not transferable, saleable, redeemable for cash or valid in conjunction with certain other offers. Employees, contractors, or persons similarly associated with Schwab or a Schwab affiliate, or their spouses, and employees of any securities regulatory organization or exchange are not eligible. Other restrictions may apply. Should any dispute arise, Schwab reserves the right of final decision. Any taxes related to the offer are your responsibility.
#If you are not completely satisfied with Schwab for any reason, at your request Schwab will refund any eligible fee related to your concern within the time frames described below. Two kinds of “Fees” are eligible for this guarantee: (1) asset-based “Program Fees” for the Schwab Private Client investment advisory service (“Participating Service”); and (2) commissions and fees listed in the Charles Schwab Hong Kong Pricing Guide for Individual Investors (“Account Fees”). Program Fee refund requests must be received no later than the next calendar quarter after the Fee was charged. Account Fee refund requests must be received within one year of the date that the Fee was charged. Program Fees are calculated as a percentage of eligible assets in Participating Service accounts. For more information about Program Fees, please see the disclosure brochure for the Participating Service, made available at enrollment or any time at your request. The guarantee does not cover Program Fees for accounts managed by investment advisors or managed by affiliated advisors outside of the Participating Service. The guarantee is only available to existing clients. Refunds will only be applied to the account charged and will be credited within approximately four weeks of a valid request. No other charges or expenses and no market losses will be refunded. Other restrictions may apply. Schwab reserves the right to change or terminate the guarantee at any time.
**Restrictions apply: The US$4.95 commission does not apply to foreign stock transactions, large block transactions requiring special handling, or restricted stock transactions. Foreign ordinary shares that trade online in the U.S. over-the-counter (OTC) market and do not settle in the U.S. will have a US$50 foreign transaction fee added to the cost of the transaction. All broker-assisted and automated phone trades are subject to service charges. See the Charles Schwab Hong Kong Pricing Guide for Individual Investors for full fee and commission schedules. Employee equity compensation transactions are subject to separate commission schedules.
Investment involves risk. The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities. Past performance is no indication of future results, and values fluctuate. Not all products, services, or investments are available in all countries. Nothing here is an offer or solicitation or advice to buy or sell of these securities, products and services in any jurisdiction where their offer or sale is not qualified or exempt from registration. The information provided here is for general informational purposes only. Each investor needs to review an investment strategy for his or her own particular situation before making any investment decision. Diversification strategies do not ensure a profit and do not protect against losses in declining markets.
Investors should consider carefully information contained in the relevant offering documents, including investment objectives, risks, charges and expenses. You can request an offering document by calling Schwab at +852 2101-0511. Please read the offering documents carefully before investing.
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